Counterfactual history, also sometimes referred to as
virtual history, is a recent form of
historiography which attempts to answer "what if" questions known as counterfactuals. It seeks to explore history and historical incidents by means of extrapolating a timeline in which certain key historical events did not happen or had an outcome which was different from that which did in fact occur.
The purpose of this exercise is to ascertain the relative importance of the event, incident or person the counterfactual hypothesis is negating. For instance, to the counterfactual claim "What would have happened had
Hitler drunk coffee instead of tea on the afternoon that he committed suicide?", the timeline would have remained unchanged — Hitler in all likelihood still would have committed suicide on April 30, 1945, regardless of what he had to drink that afternoon. However, to the counterfactual "What would have happened had Hitler died in the
July, 1944, assassination attempt?", all sorts of possibilities become readily apparent, starting with the reasonable assumption that the Nazi generals would have in all likelihood sued for peace, bringing an early end to
World War II. Thus, the counterfactual brings into sharp relief the importance of Hitler as an individual and how his personal fate shaped the course of the War and, ultimately, of world history.
Counterfactual history is in many ways a reaction to the extreme de-personalization and determinism of much of current historical studies, with their emphasis on social history as opposed to event- and personality-driven history.
Development
Although there are Victorian examples of counterfactual history, it was not until the very late
20th century that the exploration of counterfactuals in history was to begin in earnest.
An early example is
If It Had Happened Otherwise (
1931) which features a contribution by
Winston Churchill who examined what would have happened had
Robert E. Lee won at the
Battle of Gettysburg.
[1] Although this volume is notable for featuring imagined histories by serious historians, the histories are presented in narrative form (in most cases with a fairly whimsical tone) without any straightfaced analysis of the reasoning behind these scenarios, so they fall short of modern standards for serious counterfactual history and are closer to the fictional alternate history genre.
A significant foray into treating counterfactual scenarios seriously was made by the economic historian
Robert Fogel. In his
1964 book
Railroads and American Economic Growth: Essays in Econometric History, Fogel tried to use quantitative methods to imagine what the U.S. economy would have been like in
1890 if there were no railroads.
[2]
Few further attempts to bring counterfactual history into the world of academia were made until the
1991 publication of
Plausible Worlds: Possibility and Understanding in History and the Social Sciences by the Cambridge sociologist Geoffrey Hawthorn, who carefully explored three different counterfactual scenarios.
[3] This work helped inspire
Virtual History: Alternatives and Counterfactuals (
1997), a collection of essays exploring different scenarios by a number of historians, edited by the historian
Niall Ferguson. Ferguson has become a significant advocate of counterfactual history, using counterfactual scenarios to illustrate his objections to deterministic theories of history such as
Marxism, and to put forward a case for the importance of contingency in history, theorizing that a few key changes could result in a significantly different modern world.
Differences from alternate history fiction
It should be noted that counterfactual history is most emphatically not
historical revisionism (negationism). Nor should it be confused with the genre of
alternate history fiction.
In general, the main distinguishing feature of counterfactual history is that it is interested precisely in the incident or event that is being negated by the counterfactual, and is seeking to evaluate its relative historical importance by means of the counterfactual. Thus, the counterfactual historian attempts to provide reasoned arguments for each change, and the changes are usually outlined only in broad terms, since the results of the counterfactual are not the point of the exercise but merely the byproduct.
An alternative history writer, on the other hand, is interested precisely in the hypothetical scenarios that flow from the negated incident or event. A fiction writer is thus free to invent very specific events and characters in the imagined history.
The line is sometimes blurred as historians may invent more detailed timelines as illustrations of their ideas about the types of changes that might have occurred. But it is usually clear what general types of consequences the author thinks are reasonable to suppose would have been likely to occur, and what specific details are included in an imagined timeline only for illustrative purposes.
Criticism
Since it is a rather recent development in
historiography, many historians dismiss counterfactual history as sometimes entertaining, but not meeting the standards of mainstream historical research due to its speculative nature. Advocates of counterfactual history often respond that all statements about
causality in history contain implicit counterfactual claims — for example, the claim that a certain military decision helped a country win a war presumes that if that decision had not been made, the war would have been less likely to be won, or would have been longer. In any case, the mere fact that such prominent historians as
Geoffrey Parker frequently contribute to collections of counterfactuals is revealing of the support by many eminent scholars of this form of historical discourse.
Since counterfactual history is such a recent development, a serious, systematic critique of its uses and methodologies has yet to be made, as the movement itself is still working out those methods and frameworks.
References
- James C. Bresnahan (ed.): Revisioning the Civil War: Historians on Counterfactual Scenarios, ISBN 0-7864-2392-7
- Robert Cowley (ed.): What If?: The World's Foremost Military Historians Imagine What Might Have Been, Putnam Publishing Group, ISBN 0-425-17642-8; Pan ISBN 0-330-48724-8
- Robert Cowley (ed.): More What If?: Eminent Historians Imagine What Might Have Been, Pan, ISBN 0-330-48725-6; Berkley Publishing Group ISBN 0-425-18613-X
- Robert Cowley (ed.): What If? America: Eminent Historians Imagine What Might Have Been, ISBN 0-330-42729-6
- Niall Ferguson (ed.): Virtual History: Alternatives and Counterfactuals, ISBN 0-330-35132-X; ISBN 0-465-02323-1; ISBN 0-330-41303-1
- Geoffrey Hawthorne: Plausible Worlds: Possibility and Understanding in History and the Social Sciences, ISBN 0-521-40359-6; ISBN 0-521-45776-9
- Roger L. Ransom: The Confederate States of America: What Might Have Been, ISBN 0-393-05967-7; ISBN 0-393-32911-9
- Philip E. Tetlock and Aaron Belkin (eds.): Counterfactual Thought Experiments in World Politics, ISBN 0-691-02792-7; ISBN 0-691-02791-9
- Philip E. Tetlock, Richard Ned Lebow, and Geoffrey Parker (eds.): Unmaking the West: "What-If?" Scenarios That Rewrite World History, ISBN 0-472-11543-X, ISBN 0-472-03143-0
See also
External links
Historiography studies the processes by which historical knowledge is obtained and transmitted. Broadly speaking, historiography examines the writing of history and the use of historical methods, drawing upon such elements such as authorship, sourcing, interpretation, style, bias,
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Adolf Hitler (20 April 1889 – 30 April 1945) was the leader of the National Socialist German Workers Party (The Nazi party). He was appointed Chancellor of Germany in 1933, and became Führer (leader)[2] in 1934, remaining in power until his suicide in 1945.
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The July 20 Plot of 1944 was a failed attempt to assassinate German dictator Adolf Hitler, the leader of Germany, and subsequently take power by means of an altered Operation Walküre plan which was supposed to subdue possible unrest.
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Allied powers:
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twentieth century of the Common Era began on January 1, 1901 and ended on December 31, 2000, according to the Gregorian calendar. Some historians consider the era from about 1914 to 1991 to be the Short Twentieth Century.
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If It Had Happened Otherwise is a 1931 collection of essays edited by J. C. Squire and published by Longmans, Green. Each essay in the collection could be considered an alternate history or counterfactual history, a few written by leading historians of the period like
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Sir Winston Leonard Spencer Churchill, KG, OM, CH, TD, FRS, PC (Can). (30 November 1874 – 24 January 1965) was a British politician who served as Prime Minister of the United Kingdom from 1940 to 1945 and again from 1951 to 1955.
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Robert Edward Lee (January 19, 1807 – October 12, 1870) was a career U.S. Army officer and the most celebrated general of the Confederate forces during the American Civil War.
Lee was the son of Maj. Gen.
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Battle of Gettysburg (July 1 – July 3 1863), fought in, and around the town of Gettysburg, Pennsylvania, as part of the Gettysburg Campaign, was the battle with the largest number of casualties in the American Civil War[1]
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Robert William Fogel (born July 1, 1926) is an American economic historian and scientist, and winner (with Douglass North) of the 1993 Nobel Prize in Economics. He is best known as a leading advocate of cliometrics, a name for the use of quantitative methods in history.
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Plausible Worlds
Author Geoffrey Hawthorn
Country UK
Language English
Subject(s) Counterfactual history
Publisher Cambridge University Press
Publication date August, 1991 (hardcover)
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Niall Ferguson (b. April 18, 1964 in Glasgow, Scotland) is an award winning Scottish historian specializing in financial and economic history. He is best known for his revisionist views on imperialism and colonialism.
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Marxism is both the theory and the political practice (that is, the praxis) derived from the work of Karl Marx and Friedrich Engels. Any political practice or theory that is based on an interpretation of the works of Marx and Engels may be called Marxism; this includes
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Historical revisionism is the attempt to change commonly held ideas about the past. In its legitimate form (see historical revisionism) it is the reexamination of historical facts, with an eye towards updating historical narratives with newly discovered, more accurate, or less
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- ''For the technical term used in historiography, see alternative history.
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Causality or causation denotes the relationship between one event (called cause) and another event (called effect) which is the consequence (result) of the first. [1]
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Noel Geoffrey Parker (born 1943 in Nottingham, England) is a leading expert on military history. His best known book is Military Revolution: Military Innovation and the Rise of the West, 1500-1800, first published by Cambridge University Press in 1988.
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- ''For the technical term used in historiography, see alternative history.
..... Click the link for more information. A Jonbar Hinge is a science fiction conceit derived from a book by Jack Williamson, entitled The Legion of Time. It refers to any crucial choice or event in a story about time travel where the outcome of the choice or event will lead to a different future.
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Martin Bunzl is the Director of the Rutgers Initiative on Climate Change, Social Policy and Politics at Rutgers University. He was edited, with Anthony Appiah, Buying Freedom: The Ethics and Economics of Slave Redemption.
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